Panoramic: Automotive and Mobility 2025
Robust regulatory due diligence helps you to understand the potential and actual risks involved when entering into a business relationship with the target financial institution, the likelihood of these risks materializing, and the potential impact on your business.
If you don’t properly understand the potential and actual risks involved in a new business relationship, the consequences can be severe. Robust regulatory due diligence helps you detect, manage, and mitigate these risks.
Our team of regulatory compliance specialists have in-depth industry knowledge, coupled with experience in risk identification and management. This makes us uniquely placed to evaluate the actual and potential risks to your business in line with regulatory standards.
The collaboration between our regulatory consulting and legal practice removes the risk of gaps created by the hand-off between legal and operational due diligence and assessment.
Our due diligence reviews cover the following areas:
- Developing an understanding of your business strategy and risk appetite
- Analyzing the key regulatory risks inherent in the products, services, and customer base
- Performing a current state and future state assessment
- Diagnosing the presence of current and historical issues
- Reviewing business conduct and compliance documentation
- Reviewing risk and governance frameworks
- Assessing acquisition from a financial crime risk perspective
- Considering allocation of responsibilities particularly in relation to the Senior Managers and Certification Regime (SM&CR)
- Reviewing outsourcing arrangements and procedures for monitoring outsourced service providers
- Designing systems and controls to manage, mitigate, and monitor inherited risks
Our capabilities at a glance
00
+
Judicial review wins
2
Ex-government policy advisors
00
+
Pieces of legislation changed
Hear from our clients and industry leaders
The whole team is super smart. They are all really easy to work with and then know our business inside out. They come to us proactively with issues and are incredibly responsive.
Chambers & Partners, UK Guide, 2025
An intellectually brilliant and commercially astute public law team. One of the very best in the city.
Chambers & Partners UK 2025
Hogan Lovells has a high capability in solving complex issues that involve both legal and technical perspectives.
Chambers & Partners, Germany, 2025
The lawyers are just experts. They are there when you need them and happy to entertain all my questions. They understand the wider context and the politics and sensitivities of it.
Chambers & Partners, UK 2025
Representative experience
Assisting with large-scale due diligence, investigation, and reviews for all types of transactional activity.
Supporting and advising in respect of compliance and conduct risk reviews in preparation for regulatory visits and information requests.
Analysis of historical client files at a targeted client, both sales and complaint related, to ascertain the potential inherent risks.
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