Regulatory Consulting
Regulatory Consulting

Our financial service regulatory consulting service works hand-in-hand with our financial services team. Together they provide a range of services — from guiding you through regulatory application processes to delivering comprehensive regulatory compliance projects — from initial advice to implementation. 

We build teams drawn from former regulators, senior compliance and risk professionals, and experienced project managers to work with you at each stage of a project's life cycle. 

We address complex challenges for a range of clients from banks, building societies, wealth managers, insurers, and payment service providers to high-growth start-ups active in those areas.

Read more about Financial Services Regulatory Consulting here.

Our capabilities at a glance

Representative experience

Advising on regulatory authorisation and variation of permission
Advising on regulatory change programme implementation, remediation programme design and implementation
Preparation, application and interview support for Approved Persons
Assistance with large-scale due diligence for transactions
Supporting on independent legal, compliance and conduct risk reviews and on preparation for regulatory visits and information requests
Supporting on Section 166 Skilled Person’s Reports