Regulatory Compliance and Investigation Solutions

- We can help you to identify risks as they arise and evolve.

We have the expertise and know how to help you investigate and analyse how these risks apply to your business.

- Best in class government and regulatory advisers

We can help you find solutions to the problems that these risks throw up and help you to review and to design appropriate compliance programmes.

- Sophisticated global fund management practice

We have the lawyers to support you when things go wrong.

- Specialist litigation and regulatory advice in key areas

News

SEC staff releases guidance relaxing certain aspects of marketing and fundraising

31 March 2025

The Division of Investment Management of the U.S. Securities and Exchange Commission (the SEC) released new guidance on March 19, 2025 that replaces and relaxes prior guidance for...

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Increased UK regulatory scrutiny: FCA taking a closer look at conflicts and valuations, including on GP leds

07 March 2025

The FCA has published a report on private market valuation practices, after recently indicating that this area will be one of its supervisory priorities this year. Managers and advisers...

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Private capital and insurance: two way traffic

05 March 2025

Private capital investment in the insurance sector is established, large and growing. This article looks at why this is the case, and the challenges and the likely direction of travel for...

News

Carried interest taxation in the UK: reform but not abolition

14 January 2025

In the Autumn 2024 Budget, the UK Government announced fundamental changes to the way that carried interest will be taxed in the UK. Major change in this area was expected and there...

News